ASIC Compliance Services
At Torch Corporate, we understand the complexities of ASIC (Australian Securities and Investments Commission) compliance. Our expert services ensure your company meets all regulatory requirements, allowing you to focus on growing your business with confidence.
Why ASIC Compliance Matters
ASIC compliance is crucial for all Australian companies and financial services providers. It ensures:
- Market integrity and investor confidence
- Legal operation of your business
- Protection against penalties and enforcement actions
Our ASIC Compliance Services:
General Compliance Support
- Assistance in meeting AFS (Australian Financial Services) license conditions
- Guidance on Corporations Act 2001 compliance
- Implementation of adequate risk management systems
- Support in maintaining AFCA (Australian Financial Complaints Authority) membership
- Assistance with ASIC notifications for license details, appointments, and professional standards compliance
Specific Obligations Management
- Setup and maintenance of registered office and place of business
- Timely updating of key company changes with ASIC
- Maintenance of up-to-date financial records
- Management of ASIC fee payments (registration, annual review, lodgment)
- Annual statement review and response
- Annual solvency resolution passage
Financial Reporting and Auditing
- Compliance with Corporations Act financial reporting and auditing requirements
- Preparation and lodgment of audited financial statements (Forms FS70 and FS71) for AFS licensees
- Monitoring of compliance to ensure market integrity and investor confidence
Compliance Program Assistance
We help you navigate ASIC’s compliance programs, including:
- Meeting officeholder requirements
- Timely lodgment of financial reports
- Maintaining accurate information on ASIC’s corporate register
- Ensuring prompt payment of annual review fees
Enforcement Prevention
- Proactive compliance strategies to prevent enforcement actions
- Guidance on avoiding court orders or criminal actions against company officeholders
- Assistance in preventing company deregistration due to non-payment of fees
Additional Services
- Registered agent services for managing ASIC communications and lodgments
- Director identification number application assistance
- Business name registration and renewal support
- Guidance on ASIC regulatory guides for different aspects of business operations and financial services
Why Choose Torch Corporate for ASIC Compliance?
Stay Compliant, Stay Confident
Don’t let ASIC compliance concerns hold your business back. Let Torch Corporate handle your compliance needs, giving you the freedom to focus on what you do best – running and growing your business.
Torch Corporate – Your trusted partner in ASIC compliance and business success.